James Patrick Becchetti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Patrick Becchetti ( ), a licensed former licensee with CE reference AWQ678. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-03 | 2019-04-23 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-03 | 2019-04-23 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-21 | 2017-12-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-09-18 | 2015-09-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-09-18 | 2015-09-30 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-09-18 | 2015-09-30 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-09-18 | 2015-09-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-06-25 | 2014-11-20 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-25 | 2014-11-20 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-01-21 | 2013-01-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-01-21 | 2013-01-25 |