Zhi Xiang Seow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Xiang Seow, a licensed Representative with CE reference AWO859. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-07-28 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-07-28 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-07-28 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-21 | 2020-09-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-21 | 2020-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-17 | 2019-12-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2015-08-17 | 2019-12-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-17 | 2019-12-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2015-08-17 | 2019-12-10 |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-08-19 | 2015-06-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-04 | 2012-09-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-04 | 2012-09-29 |