Stephen Tsun Chung
鍾駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Tsun Chung (鍾駿), CE reference AWN749. Currently licensed at 2 firm(s): Hantec Securities Co. Limited, Hantec Wealth Management Company Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-18 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-18 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-18 | present |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-01 | 2025-03-03 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-29 | 2025-03-03 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-06-29 | 2025-03-03 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-07 | 2023-06-09 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-16 | 2023-06-09 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-16 | 2023-06-09 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-06 | 2022-04-23 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-06 | 2022-04-23 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-07 | 2019-10-03 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-07 | 2019-10-03 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-11 | 2017-07-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-25 | 2017-03-11 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-17 | 2015-12-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-20 | 2015-09-10 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-20 | 2013-07-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-23 | 2013-07-31 |