Liang (SFC:AWM930) Chen
陳亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang (SFC:AWM930) Chen (陳亮), CE reference AWM930. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-28 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-06-28 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-02 | 2022-06-28 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-02 | 2022-06-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-12-20 | 2021-09-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-12-20 | 2021-09-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-20 | 2021-09-08 |