Tai Yu Chan
陳泰如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yu Chan (陳泰如), CE reference AWI794. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-17 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-17 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-11 | present |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
RO | Type 10 — Providing credit rating services | 2017-07-19 | 2017-09-25 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
Rep | Type 10 — Providing credit rating services | 2014-10-14 | 2017-07-19 |
| A.M. Best Asia-Pacific Limited |
Rep | Type 10 — Providing credit rating services | 2012-11-19 | 2014-07-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-03-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-19 | 2011-03-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-11-19 | 2010-12-06 |