Chi Yeung Lok
駱子洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yeung Lok (駱子洋), a licensed former licensee with CE reference AMI499. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A.M. Best Asia-Pacific Limited |
Rep | Type 10 — Providing credit rating services | 2011-06-01 | 2019-02-22 |
| Potomac Capital Limited 波多馬克投資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-16 | 2009-11-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-15 | 2005-12-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-15 | 2005-12-01 |