Siu Lan Fu
符小蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lan Fu (符小蘭), CE reference AWH344. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-01 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-09-01 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-09-30 | 2022-06-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2019-06-19 | 2022-06-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-17 | 2022-06-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-06-22 | 2019-05-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-06-22 | 2019-05-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-06-22 | 2019-05-15 |
| Marex Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2012-06-28 | 2013-04-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2010-12-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-11-15 | 2010-12-14 |