He Sun
孫鶴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for He Sun (孫鶴), CE reference AWF650. Currently licensed at 2 firm(s): Fosun International Capital Limited, Fosun International Securities Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-16 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-16 | present |
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-16 | present |
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-05-16 | present |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-08 | 2023-02-17 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-08 | 2023-02-17 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-08 | 2023-02-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-24 | 2019-10-28 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-23 | 2019-10-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-06-18 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-06-18 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-06-18 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2012-06-18 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-18 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-18 | 2017-03-15 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-08 | 2012-06-11 |