Ka Yin Kwan
關嘉妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Kwan (關嘉妍), a licensed former licensee with CE reference AWF338. This person has 6.4 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-17 | 2026-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-09-06 | 2026-08-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-13 | 2012-05-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-11-05 | 2011-06-03 |