Dorothy Mei Yu Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Mei Yu Liu (廖美瑜), a licensed Representative with CE reference AVY123. Currently licensed at 1 firm(s): Blackhorn Wealth Management Limited . Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-12 | present |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 9 - Asset management | 2025-06-12 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-11 | 2023-09-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-11 | 2023-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dorothy Mei Yu Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.