Doris Yuen Yee Lam
林婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Yuen Yee Lam (林婉儀), CE reference AUM216. Currently licensed at 1 firm(s): Blackhorn Wealth Management Limited . Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-08 | present |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-08 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-02 | 2021-03-08 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-02 | 2021-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-11 | 2010-06-07 |