Chi Lam Au
歐芷霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lam Au (歐芷霖), a licensed former licensee with CE reference AVY115. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-01-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-21 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-21 | 2022-01-31 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2016-07-16 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-21 | 2016-07-16 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-05 | 2015-08-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-05 | 2015-08-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-11 | 2012-03-23 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-23 | 2012-03-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-24 | 2012-03-23 |