Jia (SFC:AVX016) Liu
劉佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia (SFC:AVX016) Liu (劉佳), CE reference AVX016. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-11-06 | present |
| Torq Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2018-04-09 | 2023-06-19 |
| Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-08-22 | 2018-03-16 |
| Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-08-22 | 2018-03-16 |
| Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-07 | 2016-08-22 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-25 | 2015-06-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2013-08-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2013-08-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2013-08-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-16 | 2011-03-26 |