Julian Frederick Yu Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Frederick Yu Lim, a licensed former licensee with CE reference AVW353. This person has 4.4 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-13 | 2025-03-06 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-28 | 2017-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-08-17 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-08-17 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-17 | 2016-09-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-20 | 2010-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Julian Frederick Yu Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.