Wan Yi So
蘇韻怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yi So (蘇韻怡), a licensed former licensee with CE reference AVT320. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-01-23 | 2024-06-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-05 | 2024-06-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-21 | 2018-07-12 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-01 | 2012-09-01 |