Yue Han Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Han Tang ( ), a licensed former licensee with CE reference AVS022. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-08-05 | 2022-11-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-08-05 | 2020-01-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-08-05 | 2022-11-21 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-03 | 2014-05-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-08-20 | 2014-05-31 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2014-05-31 |