Aleen Li Fei Lee
李莉菲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aleen Li Fei Lee (李莉菲), a licensed former licensee with CE reference AVS019. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-27 | 2018-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-10-27 | 2016-07-06 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-10-27 | 2016-07-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-10-27 | 2016-07-06 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-08-31 | 2014-07-26 |