Rajat Mathur
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rajat Mathur, a licensed Representative with CE reference AVQ939. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-09-15 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-09-15 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-09-15 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-05 | 2014-06-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-05 | 2014-06-10 |