Jae Keun Kim
金宰漌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Keun Kim (金宰漌), a licensed former licensee with CE reference AVP736. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-04-20 | 2018-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-04-20 | 2018-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-04-20 | 2018-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2015-04-20 | 2018-08-07 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-10 | 2015-04-05 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-10 | 2015-04-05 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-12-10 | 2015-04-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-09 | 2012-12-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-09 | 2012-12-09 |