Kainan Zhao
趙凱南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kainan Zhao (趙凱南), a licensed former licensee with CE reference AVN246. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quintus Partners Limited |
Rep | Type 1 — Dealing in securities | 2015-09-02 | 2016-09-30 |
| Quintus Partners Limited |
Rep | Type 6 — Advising on corporate finance | 2015-09-02 | 2016-09-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-23 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-23 | 2014-06-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-21 | 2013-08-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-07-21 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-21 | 2013-08-16 |