Lijuan (SFC:AVL498) Chen
陳利娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lijuan (SFC:AVL498) Chen (陳利娟), CE reference AVL498. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-10-04 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-10-04 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-10-04 | 2016-12-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-11 | 2011-05-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-07 | 2011-05-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-07 | 2011-05-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-07-07 | 2011-05-06 |