Xu (SFC:AVL306) Xu
許煦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu (SFC:AVL306) Xu (許煦), a licensed former licensee with CE reference AVL306. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-09 | 2022-07-31 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-17 | 2020-07-09 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 4 — Advising on securities | 2020-04-07 | 2022-07-31 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 9 — Asset management | 2020-04-07 | 2022-07-31 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-28 | 2020-04-07 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 9 — Asset management | 2020-02-28 | 2020-04-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-31 | 2019-12-05 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-31 | 2019-12-05 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-03 | 2019-12-05 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-15 | 2019-12-05 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-04 | 2019-10-31 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-04 | 2019-10-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-04 | 2019-12-05 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-24 | 2015-05-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-24 | 2015-05-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-24 | 2015-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-05 | 2015-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-05 | 2015-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-05 | 2015-05-01 |