Chi Lok Arnold Tam
譚智樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lok Arnold Tam (譚智樂), a licensed former licensee with CE reference AVJ390. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-12-05 | 2026-05-01 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-12-05 | 2026-05-01 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-05 | 2026-05-01 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-05 | 2026-05-01 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-07-11 | 2023-08-10 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-28 | 2023-08-10 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-28 | 2023-08-10 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-11-17 | 2022-05-26 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-28 | 2022-05-26 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-28 | 2022-05-26 |