Thomas William Anglin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas William Anglin ( ), a licensed former licensee with CE reference AVI264. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2019-08-13 | 2024-05-25 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-13 | 2024-05-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-04-30 | 2015-03-03 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2010-06-23 | 2014-04-30 |