Wei (SFC:AVI019) Sun
孫偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:AVI019) Sun (孫偉), a licensed former licensee with CE reference AVI019. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-02 | 2014-06-26 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-10-02 | 2014-06-26 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-15 | 2012-07-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-15 | 2012-07-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-08-15 | 2012-07-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-10 | 2011-08-15 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-10 | 2011-08-15 |