Wai Ching Chan
陳慧菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Chan (陳慧菁), a licensed former licensee with CE reference AVF224. This person has 6.8 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-27 | 2021-12-15 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-27 | 2021-12-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-08-26 | 2016-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-08-26 | 2016-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-08-26 | 2016-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-08-26 | 2016-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-26 | 2016-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-26 | 2016-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ching Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.