Daniel Joseph Browne

CE No. AVC916 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Joseph Browne (), a licensed former licensee with CE reference AVC916. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Rep Type 1 — Dealing in securities 2020-05-05 2021-07-23
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities 2011-07-25 2016-11-15
BGC Securities (Hong Kong) LLC
Rep Type 1 — Dealing in securities 2010-04-29 2011-04-08

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