Daniel Joseph Browne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Joseph Browne ( ), a licensed former licensee with CE reference AVC916. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-05 | 2021-07-23 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2016-11-15 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2010-04-29 | 2011-04-08 |