Daniel Joseph Browne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Joseph Browne, a licensed former licensee with CE reference AVC916. This person has 7.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-05 | 2021-07-23 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-25 | 2016-11-15 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2010-04-29 | 2011-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Joseph Browne during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.