Andrew Francis Ramsay Douglas
鄧安平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Francis Ramsay Douglas (鄧安平), a licensed former licensee with CE reference AVC105. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-14 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-14 | 2016-01-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-11 | 2014-10-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-11 | 2014-10-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-23 | 2011-03-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-23 | 2011-03-12 |