Zhiyu Mo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyu Mo (莫芝宇), a licensed Representative with CE reference BJE373. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Securities Limited, China International Capital Corporation Hong Kong Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 9.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-21 | present |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-21 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-21 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-06-21 | 2022-09-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-06-21 | 2022-09-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-13 | 2021-06-09 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-11-13 | 2021-06-09 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-10 | 2021-06-09 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 9 - Asset management | 2017-03-10 | 2021-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhiyu Mo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.