Ramesh Viswanath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ramesh Viswanath ( ), a licensed former licensee with CE reference AUZ373. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2024-01-25 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | 2024-01-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-07-02 | 2024-01-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-07-02 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2013-07-02 | 2016-12-18 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-10 | 2013-06-16 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-10 | 2013-06-16 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-12-10 | 2013-06-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-06 | 2012-12-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-08 | 2010-08-09 |