Sunil Dhupelia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunil Dhupelia, CE reference AUW922. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2024-04-19 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2024-04-19 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2024-04-19 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2022-09-26 | 2024-04-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2022-09-26 | 2024-04-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2022-09-26 | 2024-04-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-04 | 2022-06-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-03-04 | 2022-06-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-18 | 2020-03-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-18 | 2020-03-04 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2018-04-12 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-08-28 | 2016-12-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-04-07 | 2011-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-04-07 | 2011-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-07 | 2011-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-04-07 | 2011-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-04-07 | 2011-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-04-07 | 2011-04-26 |