Xiao (SFC:AUW138) Ding
丁晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AUW138) Ding (丁晓), a licensed former licensee with CE reference AUW138. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2018-05-26 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-04-22 | 2016-12-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-25 | 2016-03-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-25 | 2016-03-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-09 | 2012-07-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-03-09 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-09 | 2012-07-27 |