Chi Shing Chan
陳志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Chan (陳志成), a licensed former licensee with CE reference AON830. This person has 12.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-14 | 2020-05-31 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-26 | 2019-05-14 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-26 | 2020-05-31 |
| CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2018-07-03 | 2020-03-30 |
| CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-05-16 | 2018-07-03 |
| SBI FX Co., Limited 吉獅有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2016-07-21 | 2018-04-28 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2013-04-22 | 2016-05-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-17 | 2016-05-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-03-16 | 2013-04-22 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-29 | 2016-05-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-27 | 2011-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-03-07 | 2011-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Shing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.