Yang (SFC:AUT752) Fan
范陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AUT752) Fan (范陽), CE reference AUT752. Currently licensed at 1 firm(s): SDG Asset Management (HK) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-11-10 | present |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-11-10 | present |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-15 | 2022-11-10 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-15 | 2022-11-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-11 | 2017-02-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-11 | 2017-02-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-11 | 2017-02-20 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-20 | 2015-01-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-24 | 2014-05-30 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-22 | 2011-02-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-24 | 2011-01-07 |