Yuan (SFC:AUN720) Li
李瑗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:AUN720) Li (李瑗), a licensed Responsible Officer with CE reference AUN720. Currently licensed at 1 firm(s): Amrita Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 4 — Advising on securities | 2024-03-28 | present |
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 9 — Asset management | 2024-03-28 | present |
| Amrita Capital Limited 安利達資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-06 | 2024-03-28 |
| Amrita Capital Limited 安利達資本有限公司 |
Rep | Type 9 — Asset management | 2024-03-06 | 2024-03-28 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-18 | 2024-02-09 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-01-18 | 2024-02-09 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-07 | 2024-02-09 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-07 | 2024-02-09 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-14 | 2024-02-09 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-03 | 2021-01-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-03 | 2021-01-18 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-03 | 2019-08-14 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-07 | 2019-01-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-10 | 2019-01-31 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-10 | 2019-01-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 — Advising on securities | 2016-08-10 | 2019-01-31 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-10 | 2019-01-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 — Asset management | 2016-08-10 | 2019-01-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-11 | 2016-08-10 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-11 | 2016-08-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-11 | 2016-08-10 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-11 | 2016-08-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2016-05-11 | 2016-08-10 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-27 | 2016-04-08 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-11-27 | 2016-04-08 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-18 | 2016-04-08 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-11-18 | 2016-03-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2011-11-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2010-01-21 | 2011-11-05 |