Man Wai (SFC:AUM750) Yip

葉文偉
CE No. AUM750 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Wai (SFC:AUM750) Yip (葉文偉), a licensed former licensee with CE reference AUM750. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Prudential Index Trading Company Limited
信誠期貨有限公司
Rep Type 2 — Dealing in futures contracts 2018-01-10 2025-11-18
Prudential Brokerage Limited
信誠證券有限公司
Rep Type 1 — Dealing in securities 2014-07-16 2025-11-18
OnePlatform Asset Management Limited
環一資產管理有限公司
Rep Type 1 — Dealing in securities 2012-12-12 2013-12-13
oOo Securities (HK) Group Limited
奧翱驁集團(香港)證券有限公司
Rep Type 1 — Dealing in securities 2012-06-14 2012-11-03
oOo Securities (HK) Group Limited
奧翱驁集團(香港)證券有限公司
Rep Type 4 — Advising on securities 2012-06-14 2012-11-03
Centaline Securities Limited
中原證券有限公司
Rep Type 1 — Dealing in securities 2012-02-16 2012-02-25
Centaline Wealth Management Limited
中原資產管理有限公司
Rep Type 4 — Advising on securities 2010-08-12 2012-02-25
Centaline Wealth Management Limited
中原資產管理有限公司
Rep Type 1 — Dealing in securities 2010-06-11 2012-02-25
BWC Forex Limited
寶華世紀外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2010-03-24 2010-04-19
Hafoo Securities Limited
哈富證券有限公司
Rep Type 1 — Dealing in securities 2010-01-15 2010-04-19

Related