John Bao Vu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Bao Vu ( ), a licensed former licensee with CE reference AUJ250. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2015-11-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-30 | 2015-11-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-08-30 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-05-18 | 2011-05-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-18 | 2011-05-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-12-28 | 2010-04-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-12-28 | 2010-04-02 |