Shelley Xue Rui Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shelley Xue Rui Yang ( ), a licensed former licensee with CE reference BCQ814. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-19 | 2017-03-07 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-07 | 2017-03-07 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-01-07 | 2017-03-07 |