Gerardus Henricus Paulus Uding
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerardus Henricus Paulus Uding ( ), a licensed former licensee with CE reference AUZ982. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axial Partners Limited | RO | Type 4 — Advising on securities | 2023-02-17 | 2023-12-01 |
| Axial Partners Limited | RO | Type 9 — Asset management | 2023-02-17 | 2023-12-01 |
| Axial Partners Limited | Rep | Type 4 — Advising on securities | 2023-01-27 | 2023-02-17 |
| Axial Partners Limited | Rep | Type 9 — Asset management | 2023-01-27 | 2023-02-17 |
| Axial Partners Limited | RO | Type 4 — Advising on securities | 2020-06-01 | 2022-01-13 |
| Axial Partners Limited | RO | Type 9 — Asset management | 2017-11-07 | 2022-01-13 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-09 | 2016-09-05 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-01-09 | 2016-09-05 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2014-01-09 | 2016-09-05 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 — Asset management | 2014-01-09 | 2016-09-05 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-16 | 2014-01-09 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-27 | 2014-01-09 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-27 | 2014-01-09 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2013-08-27 | 2014-01-09 |
| NNIP Hong Kong Limited | RO | Type 1 — Dealing in securities | 2013-03-12 | 2013-07-26 |
| NNIP Hong Kong Limited | RO | Type 4 — Advising on securities | 2013-03-12 | 2013-07-26 |
| NNIP Hong Kong Limited | RO | Type 9 — Asset management | 2013-03-12 | 2013-07-26 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-04-13 | 2013-03-12 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-04-13 | 2013-03-12 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2010-04-13 | 2013-03-12 |