Chieh Chen
陳潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chieh Chen (陳潔), a licensed former licensee with CE reference APJ683. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-17 | 2021-08-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2014-09-17 | 2021-08-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-07-26 | 2014-06-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2012-07-26 | 2014-06-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-06 | 2011-12-17 |
| Coventry Capital HK Limited |
Rep | Type 1 — Dealing in securities | 2010-06-11 | 2011-07-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-08-13 | 2009-07-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-13 | 2009-07-28 |