Nilesh Shahapurkar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nilesh Shahapurkar ( ), a licensed former licensee with CE reference ATX901. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2020-09-08 | 2023-03-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2020-09-08 | 2023-03-02 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2019-01-14 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-11-11 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-10-14 | 2016-11-14 |