Xin Xu
徐新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Xu (徐新), a licensed former licensee with CE reference ATS864. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-05-24 | 2017-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-01-06 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-10 | 2016-12-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-16 | 2013-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-09-16 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-16 | 2013-04-30 |