Niccolo Manno
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niccolo Manno ( ), a licensed former licensee with CE reference ATO463. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2023-07-25 | 2024-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2023-07-25 | 2024-03-31 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2023-07-25 | 2024-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2023-07-25 | 2024-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2021-07-29 | 2023-07-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2021-07-29 | 2023-07-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2021-07-29 | 2023-07-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2021-07-29 | 2023-07-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2013-12-02 | 2015-05-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2013-12-02 | 2015-05-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2013-12-02 | 2015-05-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2010-05-07 |