Joshua Taehyun Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Taehyun Kim ( ), a licensed former licensee with CE reference ATL814. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-24 | 2012-05-18 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-24 | 2012-05-18 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-14 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-14 | 2011-10-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-07-29 | 2010-11-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-07-29 | 2010-11-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-07-29 | 2010-11-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-07-29 | 2010-11-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-29 | 2010-11-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-29 | 2010-11-29 |