Joshua Taehyun Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Taehyun Kim, a licensed former licensee with CE reference ATL814. This person has 2.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-24 | 2012-05-18 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-24 | 2012-05-18 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-14 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-14 | 2011-10-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-07-29 | 2010-11-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-07-29 | 2010-11-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-07-29 | 2010-11-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-07-29 | 2010-11-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-29 | 2010-11-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-29 | 2010-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joshua Taehyun Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.