Yu (SFC:ATI173) Huang
黃宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:ATI173) Huang (黃宇), CE reference ATI173. Currently licensed at 1 firm(s): GMO-Z.com Forex HK Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2026-03-20 | present |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-15 | 2023-12-29 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-04 | 2023-12-29 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-04 | 2023-01-09 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-12 | 2020-09-01 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-15 | 2020-08-04 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-21 | 2020-08-04 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 9 — Asset management | 2018-05-29 | 2018-08-31 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-07 | 2018-08-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-14 | 2018-03-25 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-14 | 2018-03-25 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-26 | 2017-04-19 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-26 | 2017-04-19 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-09 | 2017-01-17 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-09 | 2017-01-17 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-02 | 2016-12-07 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-02 | 2016-12-07 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-12 | 2016-10-15 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-12 | 2016-10-15 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-10 | 2015-11-11 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-10 | 2015-11-11 |