Zoltan Feledy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zoltan Feledy ( ), a licensed former licensee with CE reference ASX909. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-09-02 | 2017-07-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-09-02 | 2017-07-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-09-02 | 2017-07-01 |
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2013-09-02 | 2017-07-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-09 | 2013-06-29 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-09 | 2013-06-29 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-11 | 2011-04-16 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-05-11 | 2011-04-16 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-05-11 | 2011-04-16 |