Herman Hon Man Yu
余漢文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Hon Man Yu (余漢文), a licensed former licensee with CE reference ASH712. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-17 | 2014-01-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-09 | 2009-09-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-03-09 | 2009-09-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-03-09 | 2009-09-30 |