Ann-Sandra Tran Qui

CE No. ASD252 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann-Sandra Tran Qui (), a licensed former licensee with CE reference ASD252. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2021-01-19 2023-01-10
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 1 - Dealing in securities 2021-01-19 2023-01-10
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 - Dealing in futures contracts 2021-01-19 2023-01-10
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 7 - Providing automated trading services 2021-01-19 2023-01-10
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 1 - Dealing in securities 2015-07-02 2019-11-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 2 - Dealing in futures contracts 2015-07-02 2019-11-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities 2008-12-08 2015-07-02
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-12-08 2015-07-02

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