Shu Wen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wen, CE reference ARW269. Currently licensed at 1 firm(s): Huizhi International Capital Holdings Co., Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-18 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-18 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-20 | 2014-12-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-06 | 2014-12-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-10-06 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-06 | 2013-08-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-14 | 2009-03-04 |