Rahul Gautam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rahul Gautam, a licensed Representative with CE reference ARV352. Currently licensed at 2 firm(s): Morgan Stanley Hong Kong Securities Limited, Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-07-24 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-08 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2011-04-08 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-08 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-04-08 | 2013-07-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-06 | 2011-03-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-06 | 2011-03-05 |